Combined Q&A - Financial Crime - Video

Panel talk from ARK's 10th Regulatory Compliance for Law Firms Conference held on 2 December 2015 in London.

Duration: 20 minutues.

Additional taxes may be applicable

Details

  • Publication date: February, 2016

Description

Each year new threats emerge and the regulatory landscape shifts. How do you keep up with this complex, fast-changing environment at the same time as operating a business? Every December Managing Partner scans the horizon across regulation; client relationships; technology; international markets and insider risks to ensure you hold on to all of your profit, and your reputation. With updates direct from your regulators, it is a brave firm that does not register!l.

Contents

  • Overview of the 4th Money Laundering Directive
  • What should we be doing to prepare?
  • Lessons from the SRA thematic review
  • Update on case law and practice

Here is a snippet of the whole conference

Authors

Sue Mawdsley
Sue Mawdsley Partner, Legal Risk
Valentina Zoghbi
Head of Risk and Compliance, Nabarro LLP
Michael Pretty
Head of Compliance, DLA Piper and Board Member, Legal Compliance Association